Disclaimer

Disclaimer - Funds Promotions

 

Swiss Residents

 

The UCITs Focus fund promoted on this website (the "Fund") is registered with the FINMA as a foreign collective investment scheme for the purposes of the Swiss Collective Investment Schemes Act (the "CISA"). Any offering of the shares or interests, and any other form of solicitation of investors in relation to the Funds in or from Switzerland, will only be made or directed towards qualified investors as defined in Article 10 of CISA and its implementing ordinances as well as any applicable FINMA guidelines and practice. In connection with the distribution of the shares in the Fund in Switzerland to prospective unregulated qualified Investors, the following information is provided in accordance with the requirements of the CISA:

1. Country of domicile of the Fund: Ireland

2. Representative: The representative in Switzerland is ACOLIN Fund Services AG, Stadelhoferstrasse 18, CH-8001 Zurich. (the "Swiss Representative").

3. Paying agent: The paying agent in Switzerland is NPB Neue Privat Bank AG, located at Limmatquai 1 / am Bellevue, P.O.Box CH-8024 Zürich.

4. Place where the relevant informations may be obtained: The relevant informations such as the prospectus, the key investor information information(s) (KIIDs), the Memorandum and Articles of Association as well as the annual and semi-annual reports may be obtained free of charge from the Swiss Representative.

 

UK Residents

 

The UCITs funds promoted on this website (the "Funds") are unregulated collective investment schemes within the meaning of Section 235 of the Financial Services & Markets Act 2000 ("Act").  As such they are not regulated by the Financial Conduct Authority. Tokio Marine Asset Management (London) Limited, authorised and regulated in the UK by the Financial Conduct Authority, is restricted by Section 21 and by Section 238 of the Act respectively and can only promote the Funds to certain categories of person. Tokio Marine Asset Management Co., Ltd. and Tokio Marine Asset Management International Pte. Ltd., Tokyo and Singapore entities respectively are not authorised and regulated in the UK by the Financial Conduct Authority. As such, the promotion of interests in the Funds and communication of Fund related informations accessible through this website are restricted to 'investment professionals' and 'high net worth companies'. Recipients must fall within one of the following categories:

(a) You must fall within the "high net worth companies" exemption set out in both Article 22 of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001. The information regarding the Funds is thus only provided on the basis the recipient is a company, trust or partnership with capital or assets exceeding the relevant minimum value set out in Article 22 or Article 49 (or is a person who normally represents such an entity in respect of its unregulated fund investments). Participation in the Funds may be available to such high net worth companies. Persons of any other description should not act or rely on the information provided. Any investment into the Funds must be understood to be high risk and to include the possibility of losing all of the committed investment and should therefore be carefully considered; or

(b) You must fall within the "investment professional" exemption set out in both Article 14 of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001. The information regarding the Funds is thus only provided on the basis the recipient is an investment professional on the basis that you have professional experience of participating in unregulated schemes. Participation in the Funds will only be available to you if you are such a person. Should you not have the professional experience of participating in unregulated schemes, you should not rely on the information provided. Any investment into the Funds must be understood to be high risk and to include the possibility of losing all of your committed investment and should therefore be carefully considered.

 

This website is therefore being communicated on the basis that it is exempt from the restriction on the promotion of unregulated schemes and its contents have therefore not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000.  This is on the grounds that this website is being made to ‘investment professionals’ and ‘HNWC’ only as specified below and that these persons being persons having professional experience in matters relating to investments or persons to whom it may lawfully be promoted.

 

This information must not be distributed or passed on, directly or indirectly, to any person who does not fall within the categories of person listed above.  This material is being supplied to you exclusively for your information and may not be reproduced, forwarded to any other person or published, in whole or in part, for any purpose.  If you are in any doubt about the investment to which this information relates you should consult a person authorised under the Financial Services and Markets Act 2000 who specialises in advising on investments of the kind described in this website.

 

 

Portuguese Residents

 

The fund’s shares are not currently registered for sale.  As a consequence, the fund’s shares may not be offered or distributed by way of public advertisement or public offer in this jurisdiction.   The fund’s shares may only be offered and the legal offering informations (KIID, prospectus, annual reports) and marketing materials of the fund may only be distributed in this jurisdiction without public solicitation and in compliance with the private placement rules set forth in the laws, rules and regulations of the jurisdiction concerned. 

 

Persons from EEA member states and elsewhere

 

The promotion of the asset management services, interests in the Funds and communication of related informations accessible through this information may in certain jurisdictions be restricted by law and therefore persons into whose possession this information comes should inform themselves about and observe any such restrictions.  Any such distribution could result in a violation of the law of such jurisdictions. 

 

US Residents

 

This website is reserved exclusively for non-US persons and should not be accessed by any person in the United States. This website does not include any offer of investment products or services to any US persons.

 

Chilean Residents

 

English version - “The offer of the securities mentioned in this presentation is subject to General Rule No. 336 issued by the Superintendence of Securities and Insurance of Chile (Superintendencia de Valores y Seguros) (“SVS”). The subject matter of this offer are securities not registered with the Securities Registry (Registro de Valores) of the SVS, nor with the Foreign Securities Registry (Registro de Valores Extranjeros) of the SVS; therefore, such securities are not subject to the supervision of the SVS. Since the securities are not registered in Chile, there is no obligation of the issuer to make publicly available information about the securities in Chile. The securities shall not be subject to public offering in Chile unless registered with the relevant securities registry of the SVS.”

 

Spanish version - “La oferta de los instrumentos mencionados en esta presentación se acoge a la Norma de Carácter General No.336 de la Superintendencia de Valores y Seguros (“SVS”). Los valores que se ofrecen no están inscritos bajo la Ley de Mercado de Valores en el Registro de Valores o en el Registro de Valores Extranjeros que lleva la SVS, por lo que tales valores no están sujetos a la fiscalización de ésta. Por tratarse de valores no inscritos, no existe obligación por parte del emisor de entregar en Chile información pública respecto de estos valores. Los valores no podrán ser objeto de oferta pública en Chile mientras no sean inscritos en el registro de valores correspondiente.”

 

English version - The use of these materials is only for general information purposes. The information and materials do not constitute and should not be construed as a public offering.

Investing in securities involves risk of loss that clients should be prepared to bear. Different types of investments involve varying degrees of risk and there can be no assurance that any specific investment or investment strategy will either be suitable or profitable for a client's investment portfolio. Past performance is not indicative of future results. Client should not assume that the future performance of any specific investment, investment strategy, or product will be profitable or equal to past or current performance levels. We cannot assure that the investment objectives of any client will be realized.

 

Spanish version - El uso de esta websiteación es exclusivamente con propósitos de información general. La información y websiteación no constituyen y no debe ser interpretadas como una oferta pública.

La inversión en valores implica un riesgo de pérdida que los clientes deben estar preparados para soportar. Los diferentes tipos de inversiones implican diferentes grados de riesgo y no podemos asegurar que una determinada inversión o estrategia de inversión sea adecuada o útil para la cartera de inversiones de un cliente. La rentabilidad pasada no es indicativa de resultados futuros. El cliente no debe asumir que el rendimiento futuro de cualquier inversión o estrategia de inversión tendrá los mismos resultados que sus rendimientos pasados  o actuales. No podemos asegurar la obtención de los objetivos de inversión del cliente.

 

Peruvian Residents

 

The placement of Interests has not been registered nor authorized by the Peruvian Superintendence of Securities Market (“Superintendencia del Mercado  de  Valores”)  and  no  public  offering  is  being  made  in  Peru. Accordingly, the Interests offered hereunder may not be marketed and offered for sale in Peru, other than under circumstances which are deemed not to be a public offer in accordance with the Peruvian legislation.

 

This information may not be available nor may the Interests otherwise be offered or sold in Peru other than to investors who: (i) qualify as Institutional Investors according to the Peruvian Institutional Investors Market Regulation enacted by Resolution SMV N° 021- 2013-SMV/01, and (ii) have provided written confirmation of such qualification to Tokio Marine Asset Management (London) Limited.

 

This information is for the recipient only and may not in any way be forwarded to any other person or entity in Peru.

 

Israeli Residents

 

Pursuant to Section 3(A2) (2) of the investment Consulting Law in Israel, neither the marketer or Tokio Marine Asset Management (London) do not hold a license and are not insured pursuant to the requirements of the Investment Consulting Law.

 

All persons

 

This information is intended for indicative purposes only and no claims can be made based on the content provided therein. It does not constitute an offer or an investment recommendation to purchase or sell investment funds or to execute any other types of transactions. It makes no guarantee for the accuracy, reliability, currency and completeness of the information provided herein. The content of this information is subject to change without notice. This information is intended for institutional investors only and is only presented to a retail client on the explicit request of such a client. Further details about the Fund are available in the Prospectus and Key Investor Information Information of the Fund, which are available in English and can be obtained from www.tokiomarineam.co.uk. This Fund is not authorised for public distribution and is not registered under the U.S. Securities Act of 1933. The Fund is not offered for sale in the United States of America, its territories or possessions nor to any US person. The information in this website is not intended for persons subject to jurisdictions to which country-specific or individual sales restrictions apply (e.g. United Kingdom). The parties involved with the Fund accept no liability for any damages whatsoever arising from action taken on the basis of the contents of this website. Any simulated performance data and/or past performance data is not a reliable indicator of future performance. Income from investments may fluctuate and investors may not recoup the amount originally invested. This financial promotion has been approved by Tokio Marine Asset Management (London) Limited which is authorised and regulated by the Financial Conduct Authority.

 

You must also ensure you comply with the disclaimers and promotional restrictions in the website. The distribution of this information in certain jurisdictions may be restricted by law and therefore persons into whose possession this information comes should inform themselves about and observe any such restrictions. Any such distribution could result in a violation of the law of such jurisdictions. Each person in receipt of this information undertakes that they shall not at any time disclose to any person or entity any information set out in, or relating to, this information except as expressly authorised by the Funds.

 

The information contained on this information is not intended to be distributed or passed on, directly or indirectly, to any other class of persons and no other person should rely or act upon it.  The information contained on this information does not constitute an offer to sell or a solicitation of an offer to buy any security, investment or financial advice.

 

Past performance is not a guide to future returns. The value of investments can go down as well as up and you may not get back what you invested. Returns may increase or decrease as a result of currency fluctuations.

 

You may not copy, reproduce, recompile, decompile, disassemble, distribute, publish, display, modify, upload, transmit, or in any way exploit any part of the information.

 

For the SIF funds promoted on this website: This website is intended for informational purposes only and no claims can be made based on the content provided therein. It does not constitute an offer or an investment recommendation to purchase or sell investment funds or to execute any other types of transactions. It makes no guarantee for the accuracy, reliability, currency and completeness of the information provided herein. The content of this information is subject to change without notice. This information is intended for eligible investors for the purpose of SIF Law of 2007 only. Further details about the Fund are available in the Prospectus of the Fund. This Fund is not authorized for public distribution and is not registered under the U.S. Securities Act of 1933. The Fund is not offered for sale in the United States of America, its territories or possessions nor to any US person. The information in this website is not intended for persons subject to jurisdictions to which country-specific or individual sales restrictions apply. The parties involved with the Fund accept no liability for any damages whatsoever arising from action taken on the basis of the contents of this website.

 

This website does not constitute any recommendation regarding any securities, futures, derivatives or other investment products. Nothing in this website constitutes accounting, legal, regulatory, tax or other advice. Any decision to subscribe for interests in the Fund must be made solely on the basis of information contained in the Prospectus of the Fund, which information may be different from the information contained in this website, and with independent analyses of your investment and financial situation and objectives.

 

An investment in the Fund carries a certain degree of risk and therefore should be undertaken only by investors capable of evaluating and bearing the risks. Risks which the Fund may be exposed to include political and economic risks arising from changing political or diplomatic developments, risks of failure of settlement, counterparty risks from buying/selling and financing transactions, exchange control and currency risk. The value of units and their derived income may fall as well as rise. The value of investments held by the Fund may also fluctuate and investors may not get back the principal amount invested in the Fund. Past performance of the Fund may not be indicative of its future results.

 

The information contained in this website, including any data, projections and underlying assumptions are based upon certain assumptions, management forecasts and analysis of information available as at the date of this website and reflects prevailing conditions and our views as of the date of the website, all of which are accordingly subject to change at any time without notice and the Fund and Tokio Marine Asset Management are under no obligation to notify you of any of these changes. The report may contain projections or other forward looking statements regarding future events or future financial performance of countries, markets or companies and such projection or forecast is not indicative of the future or likely performance of the Fund.

 

Neither Tokio Marine Asset Management nor any of its associates, nor any director, officer or employee accepts any liability whatsoever for any loss arising directly or indirectly from the use of this website. This report is produced solely for the specified recipient and its internal use. This report may not be transmitted, reproduced or made available to any other person. Any such distribution could result in a violation of the law of such jurisdictions. Please consult your own professional advisers to ascertain if you meet the criteria of such investments.

 

You may not copy, reproduce, recompile, decompile, disassemble, distribute, publish, display, modify, upload, transmit, or in any way exploit any part of the information.

Fund performance and attribution data contained in this information have been sourced by Tokio Marine Asset Management.

 

Disclaimer - Asset Management Promotions

 

Tokio Marine Asset Management (London) Limited, authorised and regulated in the UK by the Financial Conduct Authority, is restricted by Section 21 of the Financial Services & Markets Act 2000 (“Act”) and can only promote its asset management services in the UK to certain categories of person. Tokio Marine Asset Management Co. Ltd. and Tokio Marine Asset Management International Pte. Ltd., the Tokyo and Singapore entities respectively are not authorised and regulated in the UK by the Financial Conduct Authority.

 

As such, the promotion of the services and communication of related informations through this material is restricted to 'investment professionals' and 'high net worth companies'. Recipients must fall within one of the following categories:

(a) You must fall within the "high net worth companies" exemption set out in Article 49 of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005. The information regarding the asset management service is thus only provided on the basis the recipient is a company, trust or partnership with capital or assets exceeding the relevant minimum value set out Article 49 (or is a person who normally represents such an entity in respect of its unregulated  investments). Participation in the service may be available to such high net worth companies. Persons of any other description should not act or rely on the information provided. Any investment must be understood to be high risk and to include the possibility of losing all of the committed investment and should therefore be carefully considered; or

(b) You must fall within the "investment professional" exemption set out in Article 19 of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005. The information regarding the asset management service is thus only provided on the basis the recipient is an investment professional on the basis that you have professional experience of participating in these activities. Participation in the service will only be available to you if you are such a person. Should you not have the professional experience of participating in these activities, you should not rely on the information provided. Any investment must be understood to be high risk and to include the possibility of losing all of your committed investment and should therefore be carefully considered.

 

Should you not fall within the relevant categories you should not proceed. If you cannot so proceed it is possible that you may fall within other exemptions. Please contact Tokio Marine Asset Management (London) Limited to discuss further. Potential investors who are uncertain of their status should refer to the relevant articles of the Financial Promotion Order. 

 

Persons from EEA member states

 

The promotion of the asset management services, interests in the products and communication of related informations accessible through this information may in certain jurisdictions be restricted by law and therefore persons into whose possession this information comes should inform themselves about and observe any such restrictions.  Any such distribution could result in a violation of the law of such jurisdictions. 

 

US Residents

 

This information is reserved exclusively for non-US persons and should not be accessed by any person in the United States. This information does not include any offer of investment products or services to any US persons.

 

All persons

 

You must also ensure you comply with the disclaimers and promotional restrictions in the information. The distribution of this information in certain jurisdictions may be restricted by law and therefore persons into whose possession this information comes should inform themselves about and observe any such restrictions. Any such distribution could result in a violation of the law of such jurisdictions. Each person in receipt of this information undertakes that they shall not at any time disclose to any person or entity any information set out in, or relating to, this information except as expressly authorised by the informations.

 

The information contained on this website is not intended to be distributed or passed on, directly or indirectly, to any other class of persons and no other person should rely or act upon it. The information contained on this information does not constitute an offer to sell or a solicitation of an offer to buy any security, investment or financial advice.

 

Past performance is not a guide to future returns. The value of investments can go down as well as up and you may not get back what you invested. Returns may increase or decrease as a result of currency fluctuations.

 

You may not copy, reproduce, recompile, decompile, disassemble, distribute, publish, display, modify, upload, transmit, or in any way exploit any part of the information.

 

This website is intended to be for indicative purposes only and it is not intended as promotional material in any respect.